DUSTIN R. NEIL, Plaintiff,
CAROLYN W. COLVIN,  Acting Commissioner of Social Security, Defendant.
MEMORANDUM AND ORDER
JOHN W. LUNGSTRUM, District Judge.
Plaintiff seeks review of a decision of the Commissioner of Social Security (hereinafter Commissioner) denying Supplemental Security Income (SSI) benefits under sections 1602, and 1614(a)(3)(A) of the Social Security Act. 42 U.S.C. §§ 1381a, and 1382c(a)(3)(A) (hereinafter the Act). Finding error in the Commissioner's evaluation of Dr. Bucklew's opinion, the court ORDERS that the decision shall be REVERSED and that judgment shall be entered pursuant to the fourth sentence of 42 U.S.C. § 405(g) REMANDING the case for further proceedings consistent herewith.
Plaintiff applied for SSI benefits, alleging disability beginning November 2, 1997. (R. 26, 98-109). In due course, Plaintiff was denied benefits, exhausted proceedings before the Commissioner, and now seeks judicial review of the final decision. He alleges that the Administrative Law Judge (ALJ) erred in many respects in assessing his residual functional capacity (RFC). The Commissioner argues that the assessment was proper.
The court's review is guided by the Act. Wall v. Astrue , 561 F.3d 1048, 1052 (10th Cir. 2009). Section 405(g) of the Act provides that in judicial review "[t]he findings of the Commissioner as to any fact, if supported by substantial evidence, shall be conclusive." 42 U.S.C. § 405(g). The court must determine whether the ALJ's factual findings are supported by substantial evidence in the record and whether he applied the correct legal standard. Lax v. Astrue , 489 F.3d 1080, 1084 (10th Cir. 2007); accord, White v. Barnhart , 287 F.3d 903, 905 (10th Cir. 2001). Substantial evidence is more than a scintilla, but it is less than a preponderance; it is such evidence as a reasonable mind might accept to support a conclusion. Richardson v. Perales , 402 U.S. 389, 401 (1971); Wall , 561 F.3d at 1052; Gossett v. Bowen , 862 F.2d 802, 804 (10th Cir. 1988).
The court may "neither reweigh the evidence nor substitute [its] judgment for that of the agency." Bowman v. Astrue , 511 F.3d 1270, 1272 (10th Cir. 2008) (quoting Casias v. Sec'y of Health & Human Servs. , 933 F.2d 799, 800 (10th Cir. 1991)); accord, Hackett v. Barnhart , 395 F.3d 1168, 1172 (10th Cir. 2005). Nonetheless, the determination whether substantial evidence supports the Commissioner's decision is not simply a quantitative exercise, for evidence is not substantial if it is overwhelmed by other evidence or if it constitutes mere conclusion. Gossett , 862 F.2d at 804-05; Ray v. Bowen , 865 F.2d 222, 224 (10th Cir. 1989).
The Commissioner uses the familiar five-step sequential process to evaluate a claim for disability. 20 C.F.R. §§ 404.1520, 416.920; Wilson v. Astrue , 602 F.3d 1136, 1139 (10th Cir. 2010) (citing Williams v. Bowen , 844 F.2d 748, 750 (10th Cir. 1988)). "If a determination can be made at any of the steps that a claimant is or is not disabled, evaluation under a subsequent step is not necessary." Wilson , 602 F.3d at 1139 (quoting Lax , 489 F.3d at 1084). In the first three steps, the Commissioner determines whether claimant has engaged in substantial gainful activity since the alleged onset, whether he has a severe impairment(s), and whether the severity of his impairment(s) meets or equals the severity of any impairment in the Listing of Impairments (20 C.F.R., Pt. 404, Subpt. P, App. 1). Williams , 844 F.2d at 750-51. After evaluating step three, the Commissioner assesses claimant's RFC. 20 C.F.R. § 404.1520(e). This assessment is used at both step four and step five of the sequential evaluation process. Id.
The Commissioner next evaluates steps four and five of the sequential process- determining at step four whether, in light of the RFC assessed, claimant can perform his past relevant work; and at step five whether, when also considering the vocational factors of age, education, and work experience, claimant is able to perform other work in the economy. Wilson , 602 F.3d at 1139 (quoting Lax , 489 F.3d at 1084). In steps one through four the burden is on Plaintiff to prove a disability that prevents performance of past relevant work. Blea v. Barnhart , 466 F.3d 903, 907 (10th Cir. 2006); accord, Dikeman v. Halter , 245 F.3d 1182, 1184 (10th Cir. 2001); Williams , 844 F.2d at 751 n.2. At step five, the burden shifts to the Commissioner to show that there are jobs in the economy which are within the RFC assessed for Plaintiff. Id .; Haddock v. Apfel , 196 F.3d 1084, 1088 (10th Cir. 1999).
The court finds that remand is necessary because the ALJ erroneously evaluated Dr. Bucklew's opinion.
II. Evaluation of Dr. Bucklew's Non-examining Source Opinion
Among the numerous errors Plaintiff alleges the ALJ made in assessing RFC, he claims the ALJ purported to accord "great weight" to the opinion of Dr. Bucklew (a psychologist who reviewed the medical records and completed a Psychiatric Review Technique form and a Mental Residual Functional Capacity Assessment form for the state Disability Determination Service), but failed to explain as required by Social Security Ruling (SSR) 96-8p why certain of Dr. Bucklew's opinions were rejected. (Pl. Br. 16-20). The Commissioner points out that an ALJ is not required to adopt entirely any medical opinion when making an RFC assessment. (Comm'r Br. 9) (citing Chapo v. Astrue , 682 F.3d 1285, 1288 (10th Cir. 2012)). She argues that the RFC assessment "reflected [both] Dr. Bucklew's opinion and evidence from Plaintiff's treatment providers, " and therefore properly reflected only a portion of Dr. Bucklew's opinion. (Comm'r Br. 9). She argues that there is no error because substantial record evidence supports the ALJ's assessment. Id. at 9-10.
The Commissioner appears to misapprehend Plaintiff's argument. Plaintiff does not argue that the ALJ erred in assessing an RFC based on evidence from more than one medical source. Rather, he argues that the ALJ accepted portions of Dr. Bucklew's opinion and rejected portions of the same opinion but did not explain why he rejected portions of the opinion, all while purporting to accord "great weight" to the opinion.
Medical opinions may not be ignored and, unless a treating source opinion is given controlling weight, all medical opinions will be evaluated by the Commissioner in accordance with factors contained in the regulations. 20 C.F.R. §§ 404.1527(d), 416.927(d); SSR 96-5p, West's Soc. Sec. Reporting Serv., Rulings 123-24 (Supp. 2013). Those factors are: (1) length of treatment relationship and frequency of examination; (2) the nature and extent of the treatment relationship, including the treatment provided and the kind of examination or testing performed; (3) the degree to which the physician's opinion is supported by relevant evidence; (4) consistency between the opinion and the record as a whole; (5) whether or not the physician is a specialist in the area upon which an opinion is rendered; and (6) other factors brought to the ALJ's attention which tend to support or contradict the opinion. Watkins v. Barnhart , 350 F.3d 1297, 1301 (10th Cir. 2003); 20 C.F.R. §§ 404.1527(d)(2-6), 416.927(d)(2-6); see also Drapeau v. Massanari , 255 F.3d 1211, 1213 (10th Cir. 2001) (citing Goatcher v. Dep't of Health & Human Servs. , 52 F.3d 288, 290 (10th Cir. 1995)). Evidence from non-examining medical sources such as state agency psychologists is considered opinion evidence. 20 C.F.R. §§ 404.1527(f), 416.927(f). ALJ's are not bound by such opinions but must consider them. Id., §§ 404.1527(f)(2)(i), 416.927(f)(2)(i). Such opinions must be evaluated using the regulatory factors previously enumerated, and the ALJ must explain in the decision the weight given them. Id., §§ 404.1527(f)(2)(ii & iii), 416.927(f)(2)(ii & iii).
Here, the parties agree that the ALJ considered Dr. Bucklew's medical opinion and accorded it "great weight." (R. 35). Plaintiff argues however that the ALJ did not accord "great weight" to all of the opinion, and in fact rejected portions of the opinion. As Plaintiff suggests, Dr. Bucklew specifically opined that Plaintiff is "capable of performing in a low stress environment" (R. 315), and is "moderately limited" in the abilities "to sustain an ordinary routine without special supervision" (R. 316), "to interact appropriately with the general public, " "to get along with coworkers or peers without distracting ...